Will technology make
CBS unconstitutional?
Net Gains
By YOCHAI BENKLER and LAWRENCE LESSIG
Issue date: 12.14.98
Post date: 11.25.98
Forty years after
Nobel Prize-winning economist Ronald Coase suggested privatizing
the radio spectrum, the FCC has caught on. Now there's a quiet frenzy
raging in Washington. Every slice of spectrum, from cellular to
satellite and, later this year, even commercial FM and analog TV,
is being sold off to help fund the budget. (Everything, that is,
except hdtv. Broadcasters got those channels for free.) Everyone
seems to assume that this radio bake-off is constitutional. No doubt
at one time it was. So said the Supreme Court--at least about licensing--in
1943. But is it constitutional anymore? Does the government have
the right to auction off spectrum as if it were just another national
resource?
We think the answer
is probably no. Changes in technology are likely to render much
of the allocation of spectrum constitutionally suspect, and it's
time that the auctioneers--and the buyers--took note.
Our argument is
straightforward: The FCC regulates speech. It says that, if you
want to speak on 98.6 FM in Boston, you must get a license (or,
now, buy one). If you speak on 98.6 without a license, you will
have committed a crime. The FCC will prosecute you and seize your
transmitter. All this despite the fact that the First Amendment
to the Constitution says, "Congress shall make no law ... abridging
the freedom of speech." What gives?
The traditional
rationale goes something like this: 98.6 is part of the radio spectrum;
radio spectrum by its "nature" must be allocated for it to be useable.
Two transmitters can't use the same channel, so someone must decide
who gets which. Since 1927, the FCC has had that authority. For
many years, the FCC did this by licensing. During the 1990s, it
has increasingly allocated spectrum through auctions. But, whether
through licensing or auctioning, the government must, the argument
goes, organize and police the parceling out of the spectrum commons.
We have, it is said, no other choice. Thus has "allocated spectrum"
been the dominant architecture for broadcasting. This architecture
in turn has justified massive involvement by government in the distribution
of speech sans wires. Nature makes it so, the government says, and
government must respect nature.
But what if "nature"
changed? What if it were no longer true that spectrum had to be
allocated? What if the spectrum could be shared by all rather than
set aside for a narrow class of licensees? What if the FCC, CBS,
or Bell Atlantic Mobile became unnecessary?
A growing body of
research suggests exactly this. Using a variety of strategies, mostly
known as spread spectrum, researchers in wireless technology have
begun to demonstrate the viability of systems that allow many users
to share the same slice of spectrum without interfering with one
another. Just as packet-switching is replacing circuit-switched
telephony, spread-spectrum techniques, these researchers argue,
could replace traditional broadcasting. And just as tcp/ip protocols
tell packets on the Internet where to go, and how not to get mixed
up or interfere with packets carrying other peoples' messages, spread-spectrum
technologies could use one of a number of protocols to avoid collision
and congestion in wireless communication.
The implications
of this change are profound. Instead of defined frequency ranges
over which someone--a licensee or an owner--gets to decide who communicates
what, and to whom, the government would permit anyone using certain
kinds of equipment (basically a computer with a wireless modem)
to send and receive whatever he or she wants, over broad swaths
of spectrum. Instead of a market in spectrum, we would have a market
in efficient wireless modems. Instead of the government and a small
group of companies dictating how wireless communications will be
used, we would have every user deciding for her- or himself whether
to use a computer to talk to a friend, watch a movie, or play an
online game. In other words, instead of a few railroad companies
deciding who gets to go where, and when, people would buy cars and
go wherever they wanted to go.
If the engineers
are right--if the efficiency of an architecture of spread-spectrum
wireless technology were even roughly equivalent to the architecture
of allocated spectrum--then much of the present broadcasting architecture
would be rendered unconstitutional. If shared spectrum is possible,
in other words, then the First Amendment would mean that allocated
spectrum--whether licensed or auctioned--must go. And, if allocated
spectrum must go, then so must the government's giveaways and sales
to private industry. If we are right, the government can no more
auction the right to broadcast in Boston than it can auction a license
to print a newspaper there.
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hy? The First Amendment
protects the freedom of speech and the press; it is strongly opposed
to a system of licensing or prior restraint. The "press" the Framers
had in mind was not The New York Times; the press of 1791
was the printing machine and a jumble of small printers and pamphleteers--in
short, the Internet of their day. Economics has gotten the better
of this original pamphleteer press; concentration has replaced diversity.
And it isn't clear that the Constitution can say much about the
consequences of such economic rationalization.
But the Constitution
does have something to say when the concentration comes from state-sponsored
monopolies and state prohibitions on competing speech. When the
state creates a regime where all speech must be licensed; when it
establishes monopolies over valuable speech resources; when it erects
a framework that concentrates, rather than decentralizes, opportunities
for speech, then the state needs a very strong justification.
Necessity would
be such a justification. If the only architecture for broadcasting
that could work were the architecture of allocated spectrum, then
spectrum allocation would be justified. But, when technology advances
such that this concentrated architecture is no longer required,
then "necessity" disappears. And, when the reason for this state-sponsored
monopoly--abridging the freedom to speak without a license from
the state--vanishes, then broadcasters need new reasons to justify
their state-supported monopolies.
We are not convinced
that such a justification couldn't be made. We're not in the business
of closing off debate. But, before the government proceeds to auction
(or to give away) even more spectrum to the few, shouldn't we at
least pause to ask where we will be if the promise of spread-spectrum
technologies comes true? If spectrum can be shared, does the Constitution
really permit the state to silence the many so that CBS can speak?
YOCHAI BENKLER
and LAWRENCE
LESSIG
teach law at New York University and Harvard University, respectively.
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